FINRA

FINRA, the Financial Industry Regulatory Authority, is a self-regulatory organization in the United States that oversees brokerage firms and exchange markets. Its main goal is to protect investors by ensuring that the financial services industry operates fairly and honestly. FINRA enforces rules regarding trading practices, conducts examinations of firms, and provides education on investing. It also handles disputes between investors and firms. By setting standards and enforcing regulations, FINRA helps maintain trust in the financial system, ensuring that investors can make informed decisions without the fear of fraud or misconduct.