Financial Industry Regulatory Authority

The Financial Industry Regulatory Authority (FINRA) is a nonprofit organization that oversees brokerage firms and exchange markets in the United States. Its main role is to protect investors by ensuring that the securities industry operates fairly and honestly. FINRA establishes rules for brokers, conducts examinations, and provides education to help investors make informed decisions. It also enforces compliance with these rules and handles disputes between investors and brokers. Essentially, FINRA works to maintain trust and integrity in the financial markets, making it safer for people to invest their money.