Investment Industry Regulatory Organization

The Investment Industry Regulatory Organization (IIRO) is a self-regulatory body responsible for overseeing and regulating investment firms, brokers, and advisors to ensure they follow laws and standards. Its goal is to protect investors, maintain fair markets, and promote ethical practices within the investment industry. IIRO sets rules, monitors compliance, and enforces regulations to prevent fraud, misconduct, and conflicts of interest. Essentially, it acts as a watchdog to promote trust and integrity in the financial markets, helping investors feel secure that their investments are managed responsibly.