Office of the Ethics Counsel

The Office of the Ethics Counsel (OEC) at the Securities and Exchange Commission (SEC) ensures that the agency and its employees uphold high ethical standards. It provides guidance on conflicts of interest, rules about outside employment, and other ethical matters to prevent misconduct and maintain public trust. The OEC also offers training and resources to help employees understand and comply with relevant laws and regulations. Essentially, it helps ensure that SEC staff act with integrity and transparency in their roles, especially in overseeing the financial markets.