SEC Rules and Regulations

The SEC (Securities and Exchange Commission) Rules and Regulations are guidelines that govern how companies and financial professionals must operate in the securities industry. They aim to protect investors, maintain fair markets, and facilitate capital formation. These rules require companies to disclose important financial information, prevent insider trading, and ensure that investments are sold fairly. By enforcing these regulations, the SEC helps promote transparency and trust in the financial markets, enabling investors to make informed decisions while fostering a stable economic environment.