FINRA (Financial Industry Regulatory Authority)

The Financial Industry Regulatory Authority (FINRA) is a self-regulatory organization that oversees brokerage firms and their employees in the United States. Its main purpose is to protect investors by ensuring that the financial markets operate fairly and transparently. FINRA sets rules for trading practices, conducts examinations of firms, and enforces regulations. It also provides education resources to investors to help them make informed decisions. By maintaining standards and enforcing compliance, FINRA helps build trust in the financial industry and contributes to the stability of the overall economy.