Division of Investment Management

The Division of Investment Management is a branch of the Securities and Exchange Commission (SEC) that oversees investment companies, investment advisors, and mutual funds. Its main role is to protect investors by ensuring that these financial entities comply with regulations designed to promote transparency and fairness. The division develops regulations, conducts examinations, and offers guidance to maintain a healthy investment environment. By enforcing rules and providing oversight, it aims to foster trust and stability in the financial markets, helping investors make informed decisions about their investments.