Standards of Practice Handbook

The Standards of Practice Handbook is a guide that outlines the rules, responsibilities, and ethical principles that professionals, such as financial advisors, must follow to serve clients effectively and honestly. It provides clear expectations for behavior, decision-making, and professional conduct to ensure clients receive trustworthy, high-quality service. Essentially, it helps professionals maintain integrity, stay accountable, and uphold industry standards, fostering confidence and protection for clients and the public.