Regulation ATS

Regulation ATS (Alternative Trading System) is a set of rules established by the U.S. Securities and Exchange Commission (SEC) to govern platforms that trade securities outside traditional exchanges like the NYSE or NASDAQ. These systems allow investors to buy and sell securities, often at lower costs. ATS must register with the SEC, provide transparency, and adhere to specific operational standards. Regulation ATS aims to enhance market integrity and protect investors by ensuring that these alternative platforms operate fairly and maintain necessary oversight similar to traditional exchanges.