Registration Statement (Securities Act of 1933)

A Registration Statement under the Securities Act of 1933 is a formal document that a company files with the U.S. Securities and Exchange Commission (SEC) when it wants to sell its securities (like stocks or bonds) to the public. It provides essential information about the company's financial health, business operations, risks, and how the sale will be conducted. This process ensures transparency, helps investors make informed decisions, and protects against fraud. Once approved, the company can offer its securities to investors, fostering trust and facilitating capital raising.