Investment Company and Investment Adviser Regulation

Investment Company and Investment Adviser Regulation refers to the laws and rules that govern firms that manage and sell investment products like mutual funds and other pooled investment vehicles. These regulations ensure that investment companies transparently report their activities, fees, and risks. They also set standards for investment advisers, requiring them to act in their clients' best interests, disclose conflicts of interest, and provide honest advice. The goal is to protect investors and maintain fair and efficient financial markets by promoting transparency and accountability in the investment industry.