Investment Adviser Regulation

Investment Adviser Regulation refers to the set of laws and rules that govern individuals and firms providing investment advice or managing assets on behalf of clients. These regulations aim to protect investors by ensuring that advisers act in their clients' best interests, are transparent about fees and conflicts of interest, and disclose relevant information. Advisers may be required to register with regulatory bodies, maintain certain standards, and adhere to fiduciary responsibilities. This oversight helps ensure professionalism and integrity in the financial advisory industry, promoting trust and accountability between advisers and their clients.