Federal Regulation of Securities

Federal regulation of securities involves government rules designed to ensure transparency, fairness, and honesty in the buying, selling, and issuance of securities like stocks and bonds. The primary agency, the Securities and Exchange Commission (SEC), oversees these activities to protect investors and maintain confidence in the financial markets. This includes requiring companies to disclose important information, preventing fraud, and regulating market practices. Overall, these regulations help create a trustworthy environment where investors can make informed decisions and markets operate efficiently.