Enforcement Releases

Enforcement Releases are official documents issued by a regulatory agency to formally end or resolve an enforcement action against an individual or organization. This action might have involved accusations of violations or misconduct. When an Enforcement Release is issued, it indicates that the agency has concluded its investigation or legal process, and the matter is resolved—either through compliance, penalties, or settlement. Essentially, it serves as a public record that the agency’s review is complete and that the individual or entity is no longer subject to that particular enforcement proceeding.