capital markets regulation

Capital markets regulation involves rules and oversight to ensure fairness, transparency, and stability in buying and selling financial instruments like stocks and bonds. Regulators, such as the SEC in the U.S., enforce these rules to prevent fraud, insider trading, and market manipulation. They require companies to disclose accurate financial information, protect investors, and maintain confidence in the markets. The goal is to facilitate efficient capital flow, supporting economic growth while minimizing risks and unethical behavior within financial transactions.