Alberta Securities Commission

The Alberta Securities Commission (ASC) is the regulatory agency responsible for overseeing Alberta's securities industry, including stock markets and investment firms. Its role is to protect investors, ensure fair and transparent markets, and enforce securities laws. The ASC reviews and approves prospectuses and licensing applications, investigates misconduct, and takes enforcement actions when necessary. Essentially, it helps maintain trust and integrity in Alberta's financial markets by setting rules, monitoring compliance, and safeguarding investors' interests.